-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S+g7SubAVmdtmUuqKlCUAOJFZK57mGD5fBz6UZ2JeFB6oWuw8oKmEmk1JwyBG7z7 qmcKcw08Dzu5GBMFLkTfUg== 0000950131-97-000768.txt : 19970222 0000950131-97-000768.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950131-97-000768 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970212 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ASV INC /MN/ CENTRAL INDEX KEY: 0000926763 STANDARD INDUSTRIAL CLASSIFICATION: CONSTRUCTION MACHINERY & EQUIP [3531] IRS NUMBER: 411459569 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-46533 FILM NUMBER: 97526107 BUSINESS ADDRESS: STREET 1: P O BOX 5160 CITY: GRAND RAPIDS STATE: MN ZIP: 55744-5160 BUSINESS PHONE: 2183273434 MAIL ADDRESS: STREET 1: PO BOX 5160 CITY: GRAND RAPIDS STATE: MN ZIP: 55744-5160 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LEMKE GARY D CENTRAL INDEX KEY: 0001008717 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P.O. BOX 5160 CITY: GRAND RAPIDS STATE: MN ZIP: 55744-5160 BUSINESS PHONE: 2183273434 SC 13G 1 SCHEDULE 13G ------------------------------- / OMB APPROVAL / ------------------------------- / OMB Number: 3235-0145 / / Expires: August 31,1991 / / Estimated average burden / / hours per response ... 14.90/ ------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* A.S.V., Inc. ------------------------------------ (Name of Issuer) Common Stock $ .01 par value ------------------------------------ (Title of Class of Securities) 001963107 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement. [_] (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). * All share data have been adjusted to reflect the 3-for-2 stock split effective January 21, 1997. SEC 1745 (10-88) - ----------------------- --------------------- CUSIP NO. 001963107 PAGE 2 OF 4 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Gary D. Lemke - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] N/A - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 U.S.A. - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 161,070* SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 189,000* ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 161,070* PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 189,000* - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 350,070* - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 7.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ Date: February 11, 1997 --------------------- Page 3 of 4 Item 1(a) Name of Issuer: A.S.V., Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 840 Lily Lane Grand Rapids, MN 55744 Item 2(a) Name of Person Filing: Gary D. Lemke Item 2(b) Address of Principal Business Office: 840 Lily Lane Grand Rapids, MN 55744 Item 2(c) Citizenship: U.S.A. Item 2(d) Title of Class of Securities: Common Stock, $.01 par value Item 2(e) CUSIP Number: 001963107 Item 3. This statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) NA Item 4. Ownership. (a) Amount Beneficially Owned: 350,070* Date: February 11, 1997 --------------------- Page 4 of 4 pages (b) Percent of Class: 7.0% (c) Number of shares as to which each person has: (i) sole power to vote or to direct the vote 161,070 * (ii) shared power to vote or to direct the vote 189,000 * (iii) sole power to dispose or to direct the disposition of 161,070 * (iv) shared power to dispose or to direct the disposition of 189,000 * Item 5. Ownership of Five Percent or Less of a Class. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. N/A Item 8. Identification and Classification of Members of the Group. N/A -----END PRIVACY-ENHANCED MESSAGE-----